Overview
The Interim Chief Compliance Officer will spearhead regulatory transformation and product governance for a dynamic global fintech organization. In this fully remote role, the contractor will work closely with senior stakeholders to design and implement an effective target operating model for the Investment Banking product set, ensuring compliance with UK regulatory requirements while enhancing operational efficiency. This position requires a strategic leader with a hands-on approach.
Responsibilities
- Own the design and delivery of a target operating model across the Investment Banking product set.
- Ensure compliance with UK regulatory expectations through frameworks and controls.
- Implement strategies to enhance operational efficiency within compliance processes.
- Manage and deliver regulatory transformation programs aligned with business objectives.
- Cultivate relationships with senior stakeholders and maintain credibility at the board level.
- Work independently to achieve compliance goals in a fully remote environment.
Requirements
- Proven experience in a trading or private banking environment.
- Deep knowledge of MiFID II/MiFIR, FCA COBS, SMCR, and UK MAR regulations.
- Experience in product governance, particularly with CFDs, Structured Notes, and Margin Lending.
- Track record of delivering operating model or regulatory transformation initiatives.
- Strong stakeholder management skills, with the ability to influence at senior and board levels.
- Comfortable working independently and remotely.