Overview
As a Senior Compliance Consultant, you will lead regulatory transformation and product governance for a dynamic global fintech organization. This fully remote role requires an experienced compliance professional to design and implement an effective operating model across the Investment Banking product set while ensuring compliance with UK regulatory requirements. You will work closely with senior stakeholders to shape compliance strategies and enhance operational efficiency.
Responsibilities
- Own the design and delivery of the target operating model across the Investment Banking product set.
- Ensure compliance frameworks, controls, and processes meet UK regulatory expectations.
- Implement product governance strategies across various financial instruments.
- Manage stakeholder relationships, providing credible support at senior and board levels.
- Conduct assessments and deliver regulatory transformation programmes.
- Work independently in a fully remote environment to achieve compliance objectives.
Requirements
- Proven experience in a trading or private banking environment.
- Deep knowledge of MiFID II/MiFIR, FCA COBS, SMCR, and UK MAR regulations.
- Demonstrable expertise in product governance, particularly with CFDs, Structured Notes, and Margin Lending.
- Track record of delivering operating model or regulatory transformation programmes.
- Strong stakeholder management skills with senior-level credibility.
- Ability to work independently in a remote setting.