Overview
We are seeking an experienced Interim Compliance Consultant to provide regulatory and compliance oversight for a fast-growing FinTech business. This fully remote position requires expertise in trading and private banking, focusing on the launch of new products and expansions into international markets. The consultant will collaborate with stakeholders to ensure compliance and reduce risks associated with new product launches.
Responsibilities
- Deliver regulatory and compliance oversight across product launches, including complex financial instruments.
- Assess product proposals for regulatory requirements and compliance risks.
- Conduct regulatory readiness assessments and review customer journeys for compliance risks.
- Strengthen governance and compliance frameworks to support organizational objectives.
- Provide regulatory guidance for cross-border expansion in international markets.
Requirements
- Proven experience in trading, investment products, and/or private banking compliance.
- Familiarity with complex products, such as CFDs, and cross-border regulatory frameworks.
- Ability to thrive in a fast-paced, launch-focused environment.
- Strong stakeholder management skills with the ability to influence quickly.